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Systems ReThinking:
An Inquiring Systems Approach to the Art and Practice of the Learning Organization
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| February 5, 1999 |
Alice Kienholz, Ph.D.
Alice Kienholz Associates
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| This article is dedicated to the memory of Robert M. Bramson, Ph.D., who passed away suddenly on September 7, 1998 and to the memory of G. Nicholas Parlette who passed away suddenly on December 6, 1994 - that their work might continue.
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| ABSTRACT |
It is here proposed that inquiring systems, as presented by C. West
Churchman in his classic work "The Design of Inquiring Systems," (1971)
possess the necessary scope by which to elucidate and facilitate the
acceleration and advancement of organizational learning for knowledge
acquisition, creation and utilization. This paper builds on the
application of Churchman's inquiring systems to learning organizations
for "Inquiring Organizations" as proposed by Courtney, Croasdell and
Paradice (1996, 1998). It also builds on the application of knowledge
management in these inquiring organizations, as outlined by Malhotra
(1997), by providing a readily available means by which to expedite the
shift in thinking needed to accommodate the demands of a faster, more
complex cycle of knowledge creation and action. By understanding and
being aware of one's own relative preference for each of the five major
inquiring systems, as determined by the Inquiry Mode Questionnaire
(InQ), organizational members have a greater awareness and
understanding of the way in which they, individually and collectively,
go about gathering data, asking questions, solving problems and making
decisions (Harrison and Bramson, 1982). Implications exist for
applications in knowledge management, especially as it pertains to how
people actually go about acquiring, creating and sharing
knowledge.
"...in the
period ahead of us, more important than advances in computer design
will be the advances we can make in our understanding of human
information processing - of thinking, problem solving and decision
making." Simon, H. A. "The Future of Information Technology Processing," Management Science, 14 (9), May 1968, p. 624.
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CONTENTS
- Introduction
- Expediting the Mastery and Integration of the Five Disciplines: An Inquiring Systems Approach
- Systems Thinking Through the Five Inquiring Systems
- Personal Mastery
- Mental Models
- Building a Shared Vision
- Team Learning
- Discussion
- Summary and Implications
- Conclusions
- REFERENCES
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1. INTRODUCTION
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In his classic book, The Design of Inquiring Systems,
C. West Churchman (1971) identified five traditions of inquiry basic to
Western philosophy ascribed to Hegel, Kant, Singer, Leibniz and Locke.
These traditions were later operationalized as inquiry modes by
Mitroff and Pondy (1974) and others, and were then applied to be used
in situationally appropriate ways by agencies in public policy analysis
and decision making. Allen Harrison and Robert Bramson, together with
Susan Bramson, and Nicholas Parlette (1977, 1997) then designed and
developed an instrument that measured one's relative preference for
these five inquiry modes. As they point out, the Inquiry Mode
Questionnaire (InQ) is especially helpful in high knowledge fields where decisions are complex, and diversity of approach is a recognized need
(Bruvold, Parlette, Bramson and Bramson, 1983). This is evident, for
example, in its extensive use in executive development and with
managerial level government personnel, and by and with a wide range of
health care professionals.
This paper outlines an
expedient means by which to operationalize the new perspective on
learning organizations proposed by Courtney, Croasdell and Paradice
(1996, 1998), in which learning organizations are viewed as inquiring
systems, or systems whose actions result in the creation - and sharing
- of knowledge. As they explain, in their "Inquiring Organizations,"
the Churchmanian inquiring models are interpreted in the language of
the design of learning organizations. It also provides further
development of the elaboration on these "inquiring organizations" as
outlined by Malhotra (1997), in his paper entitled "Knowledge
Management in Inquiring Organizations." It is becoming increasingly
apparent that these inquiring systems have the capacity to accommodate
the complexities inherent in today's "wicked environments," of
discontinuous change and unpredictability, in a way that has heretofore
not been possible - given the constraints imposed by current
formulations of information technology (IT) enabled knowledge
management. Given the minimal attention granted to the human aspects of
knowledge creation in current formulations of IT enabled knowledge
management, Malhotra proposes an inquiring systems approach to free
knowledge management from its preprogrammed, convergent and
consensus-oriented nature. As he points out, systems that can provide
multiple and often conflicting interpretations are better suited to
"wicked environments" of discontinuous change and unpredictability. The
inquiring systems approach presented here, therefore, not only builds
on the application of Churchman's inquiring systems approach to
knowledge management as outlined by Malhotra, but also develops its
practical application in a way that is readily accessible. Not only is
it more understandable than the rather esoteric and philosophical
writings from which it is drawn, but, or perhaps, therefore, it also is
more readily applied in the real world. Furthermore, it is affordable,
and sufficiently user-friendly that it can be readily implemented at an
organizational level with almost anyone having a high school education.
And yet, due to the substantive nature of the inquiring systems
approach, the higher up in the organizational eschelons you go, the
greater it is appreciated.
In The Fifth Discipline,
Peter Senge (1990) outlined five new component technologies
(disciplines) that are gradually converging to innovate learning
organizations.
- Systems Thinking - is a
conceptual framework - a body of knowledge and tools - developed over
the last 50 years, that serves to make clearer the full patterns of the
problems, issues, and situations that confront us. Systems thinking
also helps us see how to change them effectively.
- Personal
Mastery - is the discipline of continually clarifying and deepening our
personal vision, of focusing our energies, of developing patience, and
seeing reality objectively.
- Mental Models -
are deeply ingrained assumptions, generalizations, or even pictures or
images that influence our behavior and understanding of the world.
- Building Shared
Vision - is that discipline wherein people are bound together around a
common identity and sense of destiny whereby they excel and learn.
- Team Learning - through dialogue team members suspend assumptions and enter into genuine "thinking together."
Senge places Systems
Thinking first on this list, yet he calls it "the fifth discipline"
because it is the conceptual cornerstone that underlies all of the
other learning disciplines. As he points out, all are concerned with a
shift of mind from seeing parts to seeing wholes, from seeing people as
helpless reactors to seeing them as active participants in shaping
their reality, from reacting to the present to creating the future.
Systems thinking acts as both
an incentive and the means to integrate the learning disciplines, once
they have come into practice. Systems thinking is therefore the
cornerstone by which learning organizations are able to think
innovatively about their world (Senge, 1990).
Systems science can be studied and applied in a number of ways, but two
of these are most directly relevant to the present topic. The first is systems philosophy,
which involves a philosophy of, or a way of looking at the world - a
language or set of principles and interventions for thinking and
problem solving, i.e. the inquiring systems approach of C. West
Churchman (1971). The second is systems theory, which involves
a collection of successful application models, archetypes, stories and
case studies, i.e. systems thinking as outlined and expanded upon by
Peter Senge in The Fifth Discipline (1990). Senge et al. also refers to systems technology,
which involves a set of tools, methodologies and learning processes
such as causal loop diagrams, simulation languages and other software
tools used in computer science.
In explicating and explaining
systems thinking, Senge (1990) acknowledged that systems thinking was a
powerful problem-solving tool, but that it was more powerful as a
language, augmenting and changing the ordinary ways we think and talk
about complex issues. In the broad sense, systems thinking encompasses
a large body of methods, tools and principles, all oriented to
understanding the interrelatedness of forces, and seeing them as part
of a common process. As Senge (1994) points out, "the field includes
cybernetics and chaos theory; gestalt therapy; the work of Gregory
Bateson, Russell Ackoff, Eric Trist, Ludwig von Bertallanfy, and the
Sante Fe Institute; and the dozen or so practical techniques for
"process mapping" flows of activity at work (p.89)." Common to all
these diverse approaches is the idea that behavior of all systems
follows certain common principles, the nature of which are still being
discovered and articulated.
The inquiring systems
approach to systems thinking draws upon Churchman's (1971) five
philosophically based inquiring modes for understanding how we go about
gathering data, asking questions, solving problems and making
decisions.
While there have been a
variety of applications of Churchman's work to organizational
development and organizational effectiveness, the InQ is the only
instrument that actually measures our relative preference for each of
these major inquiring systems. It also provides an interpretation of
the behavioral implications of the resulting profile. And, while it has
been applied to broaden and deepen individual competencies in problem
solving and decision making, in team building, improving communication,
conflict resolution, in matching persons to projects, and in
integrating new hires; it has yet to be developed specifically to
expedite the process of change needed for mastering the five
disciplines of the learning organization, for the purpose of knowledge
creation and sharing.
Before embarking upon this, a
summary of each of the inquiring systems and their accompanying
strategies will be provided, so that the reader will have the necessary
background when reading the explanations of how these inquiring modes
can apply to the learning organization, or so that they can refer back
to them if necessary. Briefly, they are:
- The Synthesist
(Hegel) sees likenesses in things that appear unalike, seeks conflict
and synthesis, is interested in change, gets at underlying assumptions,
sees the essence of problems, is speculative - asks what if and why
not, and regards data to be meaningless without interpretation.
- The Idealist
(Kant) welcomes a broad range of views, seeks ideal solutions, is
interested in values, is receptive, and places equal value on data and
theory.
- The Pragmatist
(Singer) proceeds on the basis of an eclectic view, uses a tactical,
incremental approach; and, being innovative and adaptive, is best in
complex situations.
- The Analyst
(Leibniz) seeks the "one best way," operates with models and formulas,
is interested in "scientific solutions," is prescriptive, and prefers
data over theory and method.
- The Realist
(Locke) relies on "facts" and expert opinion, seeks solutions that meet
current needs, is serious about getting concrete results, acts with
efficiency and incisive correction, prefers data over theory. (Adapted
from "The Art of Thinking" Harrison and Bramson, 1982).
The Synthesist and Idealist
inquiry modes are substantive, value oriented ways of thinking and
knowing, while the Analyst and Realist are functional and fact
oriented. While about half of all people prefer to think in one main
way, 35% prefer two or more styles in combination. Most people in North
America prefer the Idealist style (+37%), followed by the Analyst
(35%), the Realist (24%), the Pragmatist (18%), and the Synthesist
(11%). Thirteen percent have a level profile where four or five of the
styles are preferred fairly equally (Harrison and Bramson, 1982).
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2. Expediting the Mastery and Integration of the Five Disciplines: An Inquiring Systems Approach
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The success of Senge et al.'s
(1990, 1994 and following) work on the Learning Organization has
inspired a plethora of related literature. But while much wisdom can be
accorded Senge and his colleagues and supporters, the fact remains that
many are overwhelmed by the massive amount of reading and study that is
required by individuals and organizations to actually put these ideas
into practice, let alone keep up with it all. And, as Senge points out,
"During the last few years, a new understanding of the process of
organizational change has emerged. It is not top-down or bottom-up, but
participative at all levels - aligned through common understanding of a
system" (Senge et al. 1994, p. 89). What is needed, therefore, is a
more efficacious means by which people at all levels can accomplish the
mastery, integration and application of the five disciplines. What is
needed is priming for systems thinking and organizational change
.
Therefore, just as systems
thinking is fundamental to Senge et al.'s five disciplines that are
converging to innovate organizations, it is here proposed that a
necessary condition of learning and therefore of learning organizations
is a system of inquiry. This system may be that of Locke,
Leibniz, Kant, Hegel or Singer, or some combination thereof. Therefore,
in principle there are 25 possible dimensions of the inquiry/learning
space which, metaphorically speaking, constitute our table of periodic
elements. Each relevant possibility will be discussed, showing how each
approach or system of inquiry applies to each of the five disciplines.
This will then be summarized in Table 1. Systems Thinking can thereby
be more easily understood and practiced through the application of the
five inquiring systems and their accompanying strategies. By completing
the InQ and becoming aware of one's own preferred thinking profile,
systems thinking is made meaningful at a personal level. From this
personal frame of reference, one is then better able to understand and
relate to the thinking and behavior of others at not only the
individual level, but also at the group/team and
organizational/community levels. How this all relates to Churchman's
scientific perspective and Courtney, Croasdell and Paradice's
'Inquiring Organizations' is further elaborated on in the discussion
and implications at the end. Such understanding and awareness can then
be used to inform and expedite an understanding of the art and practice
of the learning organization.
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3. Systems Thinking Through the Five Inquiring Systems
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According to Senge et al.
(1994), "A good systems thinker, particularly in an organizational
setting, is someone who can see four levels operating simultaneously:
events, patterns of behavior, systems and mental models" (p. 97).
Realist, Analyst, Idealist, and Synthesist respectively? And the
Pragmatist, when competent in all of the systems, can flex between
these systems, drawing upon whichever one (or combination thereof)
suites the needs of the moment. Further insight into the Singerian
Pragmatist approach and its application in learning organizations may
be found in Croasdell, Courtney and Paradice (1998). As they explain,
"Effective inquiring organizations create knowledge and learn new
behaviors to adjust to changing circumstances" (p.1). Thus, the
organization is propelled toward progress through what Churchman (1971,
p. 201) refers to as heroic mood, which is created by the collective
unconscious. Singerian inquiring organizations thereby immerse
organizational learners in a process that engenders progress and
fulfillment (i.e. higher levels of understanding) by promoting, sharing
and refining knowledge.
The Synthesist inquiry mode,
being based on Hegelian dialectic, is apparent for example, in the kind
of thinking used for getting at the real problem (vs. the apparent
problem) as described in the chapter on Systems Thinking (Senge et al.,
1994, pp. 87-190). The Idealist mode of inquiry is interested in the
whole - the world is one - and operates on a relational kind of logic,
and naturally understands relational logic and the interrelationships
on which systems thinking is based. Idealists understand that problems
may be ill-structured and ill-defined, so that there are no clear
"right answers" (see Roberts and Kemeny, in Senge et al. 1994, p. 91).
The Analyst mode of inquiry, being interested in a "one best way," and
in getting all the facts to ensure thoroughness, is represented in the
Reinforcing loop (see Goodman, Kemeny and Roberts in Senge et al.,
1994, pp. 114-117). Reinforcing loops involve a geometric process, and
are not satisfied with minimal data in the way that the Realist is,
with its single-loop arithmetic based process. Balancing loops which
are based on a thesis-antithesis-synthesis process, serve to limit such
processes of expansion or growth. Balancing loops are often found in
self-correcting or self-regulating systems.
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4. Personal Mastery
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According to Senge et al.
(1994), this is the discipline people are drawn to the most. As he
points out, "Personal mastery gives you a compelling reason to reflect
on how your underlying assumptions may block you from realizing your
vision" (p.94). As he points out, business people want not only to
increase their own capabilities, but to improve the capabilities of
those around them.Yet, while we can set up and encourage a supportive
environment for learning, it is up to individuals to ensure that their
own learning and development continues. And learning only occurs in an
enduring way if it is sparked by people's own ardent interest and
curiosity (inherent motivation). Because each inquiring system is based
on a different set of assumptions, knowing your relative preference for
each of them can be helpful in understanding your strengths and
liabilities, and the implications that has for realizing your vision.
"Practicing personal mastery
is like holding a conversation within ourselves. One voice within us
dreams of what we want for the future. Still another casts an (often
baleful) eye on the world around us. A third voice, often well hidden,
is willing to say, "I have chosen what I want and accepted that I will
create it. (Senge et al. 1994, p. 196). Personal mastery requires that
we hear all these facets clearly, for the power which pulls us toward
our vision emerges from the relationship between them.
One attains personal mastery
in one's own thinking and behavior when one is able to change at will -
to be situationally responsive to approach a problem or make a decision
in the most intellectually, ethically, morally, socially and
aesthetically appropriate way. Continually clarifying and deepening our
personal vision are enabled through the practice of the strategies of
the Synthesist and Idealist modes. Focusing our energies is facilitated
through the Synthesist and Realist modes. Developing patience is
enabled through practice of the Idealist and Analyst modes. Seeing
reality objectively is enabled using the fact-oriented Realist and
Analyst modes. Intrapersonal development can be accomplished through
activities and experience with the InQ augmenting and development
exercises for those modes that we tend to neglect or to overuse or use
inappropriately. (That is, to strengthen the Synthesist in you -
examine your assumptions, practice negative analysis, ask what could go
wrong, and speculate -ask what if and why not?). Interpersonal mastery
is accomplished through the InQ exercises on working and communicating
with, and effectively influencing others. That is, to work more
effectively with a Synthesist, don't interpret argument as
disagreement; rather, see it as useful exploration of the problem
(Harrison and Bramson, 1982).
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5. Mental Models
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Mental models, like inquiring
systems, can explain why two people can observe the same event and
react to it or describe it differently. They simply pay attention to
different details. As Senge (in Senge et al., 1994, p. 236) points out,
because of the tacit nature of mental models, they are generally
invisible to us. The fundamental purpose of this discipline, then, is
to bring these mental models to the surface, so we can talk about them.
Mental models are deeply ingrained assumptions, generalizations, or
even pictures or images that influence our behavior and understanding
of the world. They are like a pane of glass which frames and subtly
distorts our vision. So, while we depend on the "mental maps" to
navigate through the complex environments of our world, all of them
are, by definition, somewhat flawed. We can then see the pane of glass
and its impact on our lives, and thereby improve the mental models by
which we organize and live our lives.
Senge identifies reflection and inquiry
as the two types of skills that are central to this work. Through
reflection we slow down our thinking process so as to gain greater
awarenesss of how we form our mental models. The Analyst's propensity
for logic and analysis would be helpful here in retracing our thinking
process. Through inquiry we share our views and develop knowledge
concerning the kind of assumptions we hold. This could be accomplished
through the substantive, value-oriented and holistic approach of the
Synthesist and Idealist. [According to Goodman and Kemeny in Senge et
al. (1994, p. 164) "An archetype is nothing more than a mental model
made visible." And since the inquiring systems are like mental models
or paradigms, they are ideally suited to inform and facilitate the
understanding of the Learning Organization. It would also follow that
the InQ thinking styles, which serve to operationalize the inquiring
systems, thereby become archetypes.] Therefore, inquiring systems are,
for all practical purposes, mental models or paradigms.
As
Churchman (1971) explains, an inquiring system is a symbol processor
which identifies symbols, stores them in memory and retrieves them
through memory. The symbols may be sentences, codes, a set of digits,
pictures or some type of image. And since these inquiring systems are
so fundamental to everything we think and say and do, there is
tremendous potential for applying them to elucidate all other types of
mental models.
One of the more popular
mental models used by Senge et al. (1994) is referred to as the
Left-Hand Column. It is based on a two column research method where the
Right-Hand column contains the record of what you actually said, and
the Left-Hand column records what you were actually thinking in the
process of resolving a difficult problem. The purpose of The Left-Hand
Column is to make us aware of the tacit assumptions which govern our
conversations and block our purpose in real-life situations, and to
provide for a way of talking about those tacit assumptions more
effectively (Senge et al, 1994, p.247). The Synthesist strategy of
getting at underlying assumptions is apparent here. The Realist inquiry
mode, on the other hand, is action-oriented, efficient and concerned
with the "facts," and is evident in the thinking behind Senge's Ladder
of Inference. The Ladder of Inference is a metaphor which shows how
quickly we can jump to knee-jerk conclusions with no intervening
thought processes, as though rapidly scaling a ladder. The Ladder of
Inference is helpful in improving communication through increasing our
awareness of how we think and reason (reflection), making our thinking
and reasoning more visible to others (advocacy) and inquiring into
others' thoughts and reasoning (inquiry).
Ross and
Roberts, in Senge et al. (1994) describe how our natural predilection
towards the mental models of advocacy or inquiry can be balanced so as
to provide for better relationships and for a reputation for integrity.
The present author would suggest that advocacy seems to be more
associated with putting forth the facts or questioning in a more
rhetorical way (Analyst and Realist), to arrive at the correct answer
or solution; whereas inquiry seems to be more associated with asking
substantive, value-oriented questions (Idealist and Synthesist) which
have no clear right answer. The Pragmatist, drawing from both ends of
the scale, is most able to flex between a position of advocacy and
inquiry to meet the needs of the moment.
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6. Building a Shared Vision
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According to Senge et al. (1994) building shared vision includes not only a vision or image of an organization's desired future, but also other components, including a set of governing values
by which we define how we behave with each other, how we regard our
customers, community and vendors and the lines we will and will not
cross. By including values in the organization's shared vision effort,
people are able to speak easier, to speak honestly, or to reveal
information, when people know and understand these agreed-upon values.
And the implications here are apparent for fostering the kind of
supportive environment in which knowledge sharing can flourish.
The Idealist's concern with
setting high standards and long range goals would be most appropriate
for developing these components. Binding people together around a
common identity and sense of destiny that enables them to excel and
learn can be achieved through an appreciation of, and the right
application of, the unique thinking styles that each brings to their
group. As mentioned in personal mastery, visioning is particularly
suited to Synthesist and Idealist thinkers, with Pragmatists, Analysts
and Realists providing some practical, concrete, logical and realistic
balance.
The purpose or mission
that explicates what the members of an organization are here to do
together is another component of the guiding aspirations or principles
of the organization. The Synthesist's ability to identify underlying
assumptions and get at the very essence of matters, would be most
helpful in defining an organization's purpose.
Goals, which consist
of the milestones we expect to reach along the way (and involve the
short-term goals) are generally concerned with the barriers and
obstacles that we must overcome to reach our vision. The Pragmatist's
propensity for shuttle diplomacy and a tactical approach is most
appropriate for this component. The action-oriented, efficient
Realist's approach may also prove beneficial here.
By applying all five
inquiring systems accordingly, you are able to keep your eyes on the
stars, and your feet firmly planted on the ground.
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7. Team Learning
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Dialogue, which
is fundamental to team learning, requires team members to suspend
assumptions - the purvue of the Synthesist - and enter into genuine
"thinking together," the purvue of the Idealist. By examining our
assumptions, we are able to identify what is really essential to a
problem or situation, to get beyond the apparent problem and to
identify the real problem or issue. The Idealist system of inquiry is
concerned with including everyone and is sensitive to the needs,
feelings and contribution of each member. As Charlotte Roberts (in
Senge et al., 1994, p. 355) points out, team learning differs from team
building in that it goes well beyond traditional "team building"
skills, involving the development or improvement of courteous
behaviors, communication skills, working together, or building strong
relationships. Because it is based on dialogue, team learning inspires
more fundamental changes with enduring applications that affects the
whole organization through a ripple effect. Through an interplay of
Synthesist and Analyst strategies, the immense intellectual and
conceptual power needed to penetrate to the very heart of issues can be
accessed, bringing order out of chaos, and thereby enabling team
learning to move beyond the more superficial requirements of team
building. And, the Synthesist and Idealist modes, through a holistic,
value-oriented and substantive approach, are particularly relevant for
expediting an understanding of the importance of synthesising the group
and raising their consciousness through the Idealist's high standards
and attentive, receptive and supportive strengths. As William Issacs
(in Senge et al., 1994, p. 358) explains, people learn to think
together in the sense of occupying a collective sensibility, (also the
consensus orientation of the Realist) wherein thoughts, emotions, and
resulting actions belong to all members together. People can then start
to move into coordinated patterns of action (Pragmatist), and the
tedious process of planning and decision-making becomes unnecessary.
They are then able to act in a coordinated way, each knowing what is
best to do, just as a flock of birds does when it takes flight.
Table 1 below summarizes how
the five inquiring systems apply to the sampling of concepts of the
five disciplines of the learning organization as they have been
described above.
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Synthesist
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Idealist
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Pragmatist
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Analyst
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Realist
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Systems Thinking
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Mental ModelsIdentifying the Real problem vs. the apparent problem Balancing loops (thesis-antithesis-synthesis)
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SystemsUnderstands relational logic basic to Systems Thinking
| A good Systems Thinker sees four levels at once- Mental Models
- Systems
- Patterns
- Events
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PatternsReinforcing Loopexponential process (needs more data )
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EventsSingle Loop Processing (arithmetic process) (simple cause and effect)
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Personal Mastery
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Focus on underlying assumptionsFocus our energies
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Continually clarifying and deepening our personal visionDeveloping patience
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Mastery of each inquiring systemThe Master is the one who can change at will to be situationally responsive
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Developing patienceSeeing reality objectively
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Focusing our energiesSeeing reality objectively
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Mental Models
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InquiryFundamental purpose is to surface mental models - so we can talk about them and improve them The Left-Hand Column
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InquiryReflection
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Flex to balance inquiry and advocacy
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AdvocacyReflection
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AdvocacyLadder of Inference
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Building Shared Vision
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Purpose or missionValues
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VisioningHigh StandardsLong-range goalsValues
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Goal achievement (tactical approach)
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Method-oriented to achieve goalsLogic and sequence
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Short-range goals |
Team Learning
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Dialogue (suspend assumptions)
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Dialogue (thinking together)
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Coordinated patterns of action
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S<----->A order out of chaos
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Consensus
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Table 1. Applications of the Five Inquiring Systems to the Five Disciplines of the Learning Organization
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8. Discussion
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This paper is predicated upon
the assumption that a necessary condition of learning and therefore
learning organizations is a system of inquiry. The InQ reveals one's
predisposition to use a particular method of inquiry. The "group
profile" in turn determines the kind of learning organization that will
result for any given group. One's approach to the five disciplines will
differ, depending on the extent to which one prefers one or more of the
inquiring systems. In order to better familiarize the reader with the
five inquiring systems and how they apply to each of the five
disciplines, each inquiring system will be discussed in terms of its
defining characteristics and its strengths and weaknesses. We first
discuss Systems Thinking, followed by Personal Mastery, Mental Models,
Building Shared Vision and Team Learning.
- Systems Thinking
For a Realist, being
based on the Lockean inquiring system, the grand strategy is to
discover through empirical observation (Harrison and Bramson, 1982).
Mitroff and Linstone (1993) identify the Lockean inquiring system as
"the first way of knowing." Yet, as they point out, we should not
assume that agreement, based as it is on empiricism, is in fact
possible, or that it is even desireable. The "guarantor"of truth in
this inquiring system grounds all knowledge in the agreement between
the experts, facts and observations. They recommend that while it is
acceptable to seek agreement or consensus, we should not trust them
fully. They caution that, as with all things human, they cannot be
followed blindly. This kind of consensus is based on "the lowest common
denominator."
For the Analyst, the
grand strategy is "search for the one best way" (Harrison and Bramson,
1982). Mitroff and Linstone (1993) identify the Leibnizian inquiring
system as "the second way of knowing." This analytic-deductive
inquiring system, like the Realist's inductive-consensual inquiring
system, is shaped by a common underlying image of the world as a
machine. They refer to such Newtonian mechanistic thinking as "the old
thinking." For both, knowledge develops from simple inputs and they
believe in a single clear truth or "the one right answer." As Mitroff
and Linstone point out, the inductive-consensual and analytic-deductive
inquiring systems have formed the basis for education that most
educated people in western societies have received. But given the
unparalleled challenges we now face, it becomes imperative that we
learn new modes of learning (p. 50).
The Idealist's grand
strategy is given as "the world is one" (Harrison and Bramson, 1982).
Mitroff and Linstone (1993) refer to this "Third Way of Knowing" as
Multiple Realities. As they explain, the Kantian inquiring system
combines the model part of analysis and the data part of agreement into
an interactive whole that is considerably more complex than either of
its components. There are two new ways of thinking that constitute
"complex thinking." This superordinate model integrates divergent
elements of a situation or issue into a common framework. In the
multiple realities inquiring system, the data, facts or observations
pertaining to a problem depend on the theory or model one prefers to
apply to it. For example, multiple inquiring systems therefore differ
from inductive-consensual inquiring systems and analytic-deductive
inquiring systems in that multiple realities do not assume that there
is only one way to define a problem. Thus, for any significant problem,
models must be drawn from a range of disciplines. For the Kantian
multiple realities inquiring systems, multiple views of a problem are
required to enable inquiry and for knowledge itself (Mitroff and
Linstone, 1993, p. 65.) Objectivity is therefore determined by whether
or not something results from a range of differing viewpoints.
The Synthesist's grand
strategy is summed up as: Reality is what you make it; for every truth
there is a counter truth (Harrison and Bramson, 1982).The Synthesist's
ability to identify the critical assumptions or key premises that
underlie complex issues constitutes one of the most vital thinking
strategies. Identifying the real problem versus the apparent problem is
essential for developing mastery in the use of mental models and for
team learning. Through the Synthesist inquiry mode, we are able to
uncover, challenge and replace key assumptions with increasingly more
appropriate ones. As one of the systems of "complex thinking" it moves
beyond the more linear, reductionistic thinking to a more holistic
approach. By operationalizing the dialectic as a practical decision
tool, rather than the abstract idea on which it is based (Mitroff and
Linstone, 1993 p.70) it becomes a bridge or transition to the kind of
thinking we examine in "the new thinking" referred to next. The present
author would suggest that synthesis is more conducive to providing
resolution or consensus through "a highest common denominator" versus
the lowest common denominator of reductionism.
The grand strategy of the Pragmatist
inquiring system is epitomized in the "contingency approach" (Harrison
and Bramson, 1982). For Mitroff and Linstone (1993) "the fifth way of
knowing" is best described as "unbounded systems thinking (UST)." With
agreement, analysis, multiple realities and conflict all having strict
limitations, the appearance of New Thinking comes in the form of a
fifth inquiring system, which in principle "sweeps in" all the others.
While UST does not pretend to be free from all shortcomings, in UST
"everything interacts with everything" and all branches of inquiry,
including the widest possible array of disciplines, professions and
branches of knowledge representing distinctly different paradigms of
thought, are brought to bear on our problems and issues (p. 91). And
while critics of a more simplistic or reductionistic persuasion may
suggest that for UST "one must know everything before one can know
anything" (p.109), "the unboundedness of all problems of all systems
can be construed as an opportunity and a challenge to perpetually
enrich our knowledge of the world" (p. 110). What is important to
understand about the five inquiring systems is that each one is best
suited for dealing with a particular kind of problem or issue.
Therefore, one is able to select the most appropriate approach to use
once one is aware of and understands them all.
- Personal Mastery
It is here proposed that to
attain personal mastery in terms of how we think and the implications
that holds for how we behave, mastery of each of the five inquiring
systems is required. We can then change at will to be situationally responsive.
Therefore, since each of the inquiring systems is best suited for
particular purposes, the requirements for mastering each of the five
inquiry modes will be briefly outlined.
For the Realist,
Personal Mastery means developing skills of observation based on the
five senses, and the collection of data.To develop your ability to
think as a Realist, force yourself to be specific, provide examples
when you are explaining an idea, and ask others for examples when they
make abstract statements. Practice efficiency and refrain from giving
more information than asked for. [Harrison and Bramson, (1982) offer
some excellent practical examples of the application of each of these
inquiring systems. Examples of preferences for using two or more of
these inquiring systems in combination is also provided, and the reader
is referred to them for further information.]
For an Analyst,
personal mastery means developing skills of model building, of paying
attention to details, of checking and double checking your work. Be
mindful of the importance of structure and logic despite people's
preference for "winging it."
Mastery of the Idealist
mode of inquiry requires developing skills at identifying and choosing
from among several applicable models in solving problems and making
decisions. It also requires that we include the human element (i.e.
listen for emotional overtones and undertones), and that we practice
listening to our intuition rather just relying on "the facts."
For a Synthesist,
personal mastery means developing skills for identifying and developing
counter arguments and for then finding a Synthesist resolution to those
conflicts. This may be accomplished by taking a third-party observer
role, by removing yourself from the situation to ask "what's really
going on here?" "What is my role in all this?" and by asking
speculative questions such as "What if?" and "Why not?"
For a Pragmatist it
means we must continue to develop skills and attitudes to continue to
push inquiry forward. (That is, add decimal points to the measurements
by any appropriate means as long as it is productive to do so. This may
or may not be the shortest route to a payoff"). Learn to think
tactically. Think about survival sometimes rather than rigidly adhering
to achieving your objectives. Because the Pragmatist "sweeps in" all
the other systems of inquiry in its approach, it is well suited to
complex issues.
- Mental Models
By learning about our
relative preferences for each of the five inquiring systems, we surface
our mental models so we can work with them. Reflection and inquiry are
central to this work. As stated earlier, mental models are deeply
ingrained assumptions that influence our behavior and understanding of
the world. And as is often the case, our greatest strengths can also be
our greatest weaknesses. According to Harrison and Bramson (1982), the Realist,
for example, is characterized by the ability to gain consensus, and
therefore needs to be mindful not to try too hard for consensus,
denying others the right of disagreement. The Analyst, being
best at model building and planning, may over plan and over analyze,
and become inflexible and overly cautious (analysis paralysis). The Idealist,
being best in value-laden situations and in seeking ideal solutions,
may screen out hard data and try too hard for perfect solutions. The Synthesist, being interested in change through conflict and synthesis, may try too hard for change or seek conflict unnecessarily. The Pragmatist,
being interested in innovation and best in complex situations, may
screen out long range aspects, or rush too quickly to a payoff, or try
too hard for expediency. So, through reflection we slow down our
thinking processes so as to gain greater awareness of how we form our
models. Through inquiry, we share our views and develop an
understanding of the kind of assumptions we hold. The Realist assumes an empirical view and is corrective, the Analyst takes a deductive view and is prescriptive, the Idealist takes an holistic view and is receptive, the Synthesist takes an integrative view and is speculative, and the Pragmatist takes an eclectic view and is adaptive.
-
Building Shared Vision
As explained earlier,
building shared vision involves a vision, a set of governing values, a
purpose or a mission and the goals of the group. Insight into how each
of the inquiry modes would most likely build shared vision can be
inferred from Harrison and Bramson (1982). Thus, for the Realist,
building shared vision would manifest itself through such strategies as
coming to a consensus, setting hard objectives, using expert opinion
and cutting through issues to action. For the Analyst, it would
mean searching for the one best way to achieve the vision through
ordering and quantifying data, applying deductive logic, planning and
using proven methods and attending to details. Idealists are
well suited to building shared vision through their long range view,
their propensity to set high goals and standards, their search for
similarities to aid agreement, bringing the human element to problems
and issues or arguments, and through raising value laden questions. Synthesists
are also well suited to building shared vision, through their ability
to bring together opposing viewpoints in a resolution that is greater
than the sum of the parts. They will question basic assumptions, go
straight to the heart of the matter, and then propose highly creative
"far-out" solutions. Pragmatists, being adaptive and goal-oriented, are
probably best suited to ensuring that the vision is actually achieved,
and often, in a most delightful way. They start in with whatever can be
done immediately, trying out anything that seems at all possible.
Through tactical thinking and contingency planning, they look for rapid
payoff and trades or compromises.
- Team Learning
As mentioned before, dialogue
is fundamental to team learning.William Isaacs, in an interview with
Michael Toms (1998) of New Dimensions Radio, defines dialogue as "the
art of thinking together" and as "listening and thinking beyond my
position for something that goes beyond me and you." As he explains,
"in dialogue, we must be coming from a positon of wholeness. So we
engage in dialogue with a sense that there's something new here, which
requires that we bring a sense of curiosity and possibility as we
listen for what it might be. Dialogue has a certain quality of energy
and surprise to it... Dialogue invites us to contact "what our hearts
could say that our minds could not yet predict (p. 9)."
The Synthesist and Idealist
inquiring systems are substantive, value-oriented ways of knowing and
thinking, and therefore meet the requirements of what Isaacs refers to
(in the new physics) as field-based versus particle based thinking.
They allow for the possibility that while a part of me is a particle
and physical, there is also a wave component to me that involves energy
and the field around the particle. And because the Pragmatist
"sweeps in" all the other inquiring systems, it is especially suited to
the dialogue process. Therefore, for those who prefer the Analyst and Realist
inquiry modes, dialogue will present the greatest challenge, since it
requires that they develop some new ways of thinking that allows for
"going beyond the information given."
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9. Summary and Implications
|
Following the initiatives of
Courtney, Croasdell and Paradice (1996, 1998) and Malhotra (1997), this
paper outlines a readily accessible means by which to provide priming
for systems thinking and organizational change (knowledge management)
through an inquiring systems approach to the art and practice of the
learning organization. A review of the five new component technologies
(disciplines) that are converging to innovate learning organizations
was provided. This was followed by a description of the inquiring
systems approach (systems philosophy) to systems thinking which
outlined an alternative means by which to, at the very least, prepare
the learner for the systems theory/systems technology approach that
Senge uses to make clearer the full patterns of the problems, issues
and situations that confront us. The Inquiry Mode Questionnaire was
then introduced as an expedient means by which to operationalize
Churchman's inquiring systems at the level of the individual, and in
turn at the level of Courtney, Croasdell and Paradice's inquiring
organizations. Each of the five disciplines was then addressed in terms
of how the five inquiring systems could elucidate and facilitate the
acceleration and advancement of knowledge creation and utilization.
An example of how the
inquiring systems approach applies to knowledge management is provided
by Mitroff, Mason and Pierson (1994). They envision the knowledge and learning center
of the organization of the future as designed to collect, organize and
disseminate information while also acting as a systemic control
mechanism. As they explain, "the inquiry center is primarily designed
to improve on, and then institutionalize an ongoing process for drawing
upon various sources of information, knowledge, data and wisdom in
order to bring them to bear on important decisions about the business
(more than just vehicles)." (p. 51) Mitroff, Mason and Pierson extend
the learning/inquiry notion that Zaltman and Barabba (1991) outlined in
their book, "Hearing the Voice of the Market," in which they develop
the idea of a chief information officer that is very close to what
Mitroff, Mason and Pierson envision.
How the five inquiring
systems might be integrated for optimizing learning is made apparent by
Mitroff and Linstone (1993). They provide a sequence whereby complex
issues may be addressed through the judicious application of all five
inquiring systems, with what they call "Unbounded Systems Thinking."
They then delve further into the deeper aspects of this approach, thus
enabling us to tie the five inquiring systems together for one
integerated thinking process that has the scope to address problems
ranging from the most simple and clearly defined to those of the most
ill-structured, ill-defined, "wicked decision" variety, involving
ethical, aesthetic and social issues.
Implications exist concerning
the way in which we actually go about gathering, acquiring and sharing
information, and how the whole field of knowledge acquisition,
creation, sharing and management can be better informed through an
inquiring systems approach, than with the constraints imposed by the
current IT formulations. In his definition of knowledge management,
Yogesh Malhotra moves the thinking of corporate executives towards a
strategic, nonlinear and systemic view of knowledge management. The
significance of the Hegelian and Kantian inquiring systems in this
process is apparent in this definition:
"Knowledge
management caters to the critical issues of organizational adaptation,
survival, and competence in the face of increasingly discontinuous
environmental change. Essentially, it embodies organizational processes
that seek a synergistic combination of data and information processsing
capacity of information technologies, and the creative, and innovative
capacity of human beings." (Cited from "Knowledge Management in the New World of Business," 1998,
http://www.brint.com/km/whatis.htm).
In an interview with Japan's Maeil
Business Newspaper (February 19, 1998) Malhotra explicated and
explained the interrelationships of knowledge management, knowledge
organizations and knowledge workers. The relevance of his insights for
clarifying the significance of the individual for his or her
understanding and application of the inquiring systems to Inquiring
Organizations is apparent when he points out that "the creativity and
inquiry driven learning and unlearning required of knowledge workers
becomes possible only if they understand the implications of changes in
their work contexts for the business enterprises in synchronizing the
organizational 'best practices' with the external reality of the
business environment." These implications, being at the more
macro-level of the organization and society, become more readily
apparent once one is aware of and understands the five inquiring
systems and the strategies that accompany each one. The five inquiring
systems, being so fundamental to all we think and say and do here in
the western world, apply at the individual, group/team,
organizational/community and societal levels. So, just as each
individual has a unique and identifiable preferred style of thinking,
or relative preference for the five inquiring systems, so too does each
group or team, organization or community, and even whole societies. And
when organizations talk about the need for a paradigm shift, those who
understand their own personal preferences and their behavioral
implications, are better able to identify their organization's current
paradigm and the kind of changes they will need to make to shift their
organization's paradigm.
Churchman (1971) confirms the generic
nature of the design of his inquiring systems when he states in his
Preface that the book, while written from the rather individualistic
and academic perspective of a research scientist, could also "... be
read as a philosophy of organization theory, or of architectural or
engineering design, or of operations research or of planning ( p.vii)."
He also uses the design concept in its most generic sense to include
"... all the other activities by which we consciously attempt to change
ourselves and our environment to improve the quality of our lives
(p.vii)."
Tom Davenport, writing in the June 15,
1997 issue of CIO, makes quite explicit the need for a paradigm shift
in our thinking, when he states that "...if you're spending more than
1/3 of your time on technologies for management, you're neglecting the
content, organizational culture and motivational approaches that will
make a knowledge management system actually useful." His advice is to
"...use the technologies to store and disseminate real value-added
insight-laden, wisdom giving knowledge." Again, the need for a shift in
thinking from the fact-oriented, functional, typical technological ways
of thinking and knowing (Locke/Realist and Leibniz/Analyst) to a more
value-oriented and substantive perspective (Kant/Idealist and
Hegel/Synthesist) is indicated.
According to Drucker (1998) in his article, The Post Capitalist Executive,
"Knowledge is power, which is why most people who had it in the past
often tried to make a secret of it. In post-capitalism, power comes
from transmitting information to make it productive, not from hiding
it." This is what knowledge acquisition, creation, sharing, utilization
and management in inquiring organizations is all about. And this all
becomes readily accessible and operational once one understands and
appreciates the art and practice of the inquiring systems approach to
the learning organization.
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10. Conclusions
|
The importance of making
technological and social improvements or innovations available to the
general public has long been a major concern of Churchman. As he points
out on his URL: http://www.haas.berkeley.edu/~gem,
too often such innovations/improvements are available to only the
elite. In keeping with Churchman's (1994) goal of making technological
innovations accessible to all, the InQ, being based on the inquiring
systems approach, offers a means to making systems thinking more user
friendly and widely available, especially when compared to the ever
expanding, voluminous and at times overwhelming approach presented by
Senge et al. And because it is based on one's relative preference
for the five main philosophically based traditions of thought that we
use in the western world; and because it is interpreted in terms of an overall thinking profile
rather than one's preference for a single style, it guards against a
simplistic and reductionistic interpretation and application of the
results. Thus, one's low scores are taken into consideration in
interpreting how one goes about collecting data, asking questions,
solving problems and making decisions, as are one's high scores and
one's more moderate scores. Workbook exercises have also been designed
for modifying our propensity to overuse our strengths (high scoring
styles), or to use them inappropriately. In addition, there are
exercises to augment and develop our ability to draw on those
strategies that constitute our liabilities (least preferred styles.)
And while the InQ can expedite an understanding of the five disciplines
of the learning organization, it also allows for and even enhances our
utilization of the on-going developments on learning organizations of
Senge et al. So, the inquiring systems approach, for knowledge
management in inquiring organizations, can be implemented quickly and
easily to leverage our knowledge assets and to bring about
organizational change in a most expedient way.
 |
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